Events / University of Chicago Gleacher Center, 450 N Cityfront Plaza Dr, Chicago, IL
Kevin Slaughter to speak at PLI’s Understanding the Securities Laws 2019
Event Date
September 18, 2019
Read Time
1 minute
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Kevin Slaughter will be a speaker at PLI’s Understanding the Securities Laws 2019. This two-day program will include topics on:
- How the integrated disclosure system and the regulatory scheme work as a whole, including annual reporting obligations and common triggers of the “duty to disclose”
- Issues related to registering securities under the Securities Act, including the advantages and disadvantages of “going public”
- Exchange Act reporting on Forms 10-K, 10-Q and 8-K
- Issues relating to proxy solicitation in an age of corporate activism, including key takeaways from pay ratio disclosures
- Securities law issues confronting corporate executives and officers
- Securities offerings that are exempt from Securities Act registration, including private placements, Regulation A+ offerings and crowdfunding
- Liabilities that exist for securities law violations, including insider trading
- Securities law issues triggered by M&A and other strategic transactions
For more information, click here.