Kevin Slaughter to Present for PLI’s Understanding the Securities Laws 2020
September 16, 2020
Corporate Partner Kevin Slaughter will be a presenter for the Practising Law Institute’s Understanding the Securities Laws 2020. Kevin will cover Securities Act Exemptions, more details on the topic listed below:
Securities Act Exemptions
- Exempt securities versus exempt transactions
- Private placements, including offerings under Rules 504 and 506 of Regulation D
- Regulation A+ offerings
- “Intrastate” offerings
- Employee equity awards
- Rule 144A offerings
- Regulation S offerings outside the U.S.
- Resales of restricted and controlled securities: Rule 144, Section 4(a)(7) and “Section 4(a)(1½)”
For more information, please click here.