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Kevin Slaughter to Present for PLI’s Understanding the Securities Laws 2020

Event Date

September 16, 2020

Read Time

1 minute


Corporate Partner Kevin Slaughter will be a presenter for the Practising Law Institute’s Understanding the Securities Laws 2020. Kevin will cover Securities Act Exemptions, more details on the topic listed below:


Securities Act Exemptions

  • Exempt securities versus exempt transactions
  • Private placements, including offerings under Rules 504 and 506 of Regulation D
  • Regulation A+ offerings
  • “Intrastate” offerings
  • Crowdfunding
  • Employee equity awards
  • Rule 144A offerings       
  • Regulation S offerings outside the U.S.
  • Resales of restricted and controlled securities:  Rule 144, Section 4(a)(7) and “Section 4(a)(1½)”


For more information, please click here.

Filed under: Corporate

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