Kevin Slaughter to speak at PLI’s Understanding the Securities Laws 2019

Kevin Slaughter will be a speaker at PLI’s Understanding the Securities Laws 2019. This two-day program will include topics on:

• How the integrated disclosure system and the regulatory scheme work as a whole, including annual reporting obligations and common triggers of the “duty to disclose”
• Issues related to registering securities under the Securities Act, including the advantages and disadvantages of “going public”
• Exchange Act reporting on Forms 10-K, 10-Q and 8-K
• Issues relating to proxy solicitation in an age of corporate activism, including key takeaways from pay ratio disclosures
• Securities law issues confronting corporate executives and officers
• Securities offerings that are exempt from Securities Act registration, including private placements, Regulation A+ offerings and crowdfunding
• Liabilities that exist for securities law violations, including insider trading
• Securities law issues triggered by M&A and other strategic transactions

For more information, click here.