Kevin Slaughter to speak at PLI’s Understanding the Securities Laws 2019

University of Chicago Gleacher Center, 450 N Cityfront Plaza Dr, Chicago, IL

September 18, 2019

Kevin Slaughter will be a speaker at PLI’s Understanding the Securities Laws 2019. This two-day program will include topics on:

  • How the integrated disclosure system and the regulatory scheme work as a whole, including annual reporting obligations and common triggers of the “duty to disclose”
  • Issues related to registering securities under the Securities Act, including the advantages and disadvantages of “going public”
  • Exchange Act reporting on Forms 10-K, 10-Q and 8-K
  • Issues relating to proxy solicitation in an age of corporate activism, including key takeaways from pay ratio disclosures
  • Securities law issues confronting corporate executives and officers
  • Securities offerings that are exempt from Securities Act registration, including private placements, Regulation A+ offerings and crowdfunding
  • Liabilities that exist for securities law violations, including insider trading
  • Securities law issues triggered by M&A and other strategic transactions

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