SEC Enforcement Actions Against General Counsel Since Sarbanes-Oxley
May 11, 2008
less than 1 minute
Since the enactment of Sarbanes-Oxley (SOX) the Securities and Exchange Commission (SEC) has brought an increasingly greater number and wider variety of enforcement actions against in-house counsel.
This article examines recent post-SOX trends of SEC enforcement actions against corporate attorneys, and concludes with concrete recommendations for general counsel.